Swbc Investment Advisory Services LLC

RIASEC RegisteredEst. 2011
Total AUM
—
Avg account
$0
Accounts
0
Employees
9
Advisory reps
8

Firm details

Headquarters
West Lake Hills, Texas
CRD number
156155
Registered since
September 1, 2011
Fee structure
Percentage of AUM, Fixed Fees
Services
Pension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Swbc Investment Advisory Services LLC operates as an institutional registered investment adviser that primarily serves institutional clients, with an emphasis on pension consulting. The firm registered with the SEC in 2011 and is structured as a limited liability company. Its business mix includes pension consulting and running educational seminars and workshops for clients or prospects. Compensation is delivered through a combination of percentage-of-AUM and fixed-fee arrangements. The firm is not identified as a capital allocator and is not described as a related adviser to another advisory entity. It does not self-identify as an active ESG investor. Reported ownership is a mix of a domestic entity and an individual, and Swbc Investment Advisory Services LLC lists affiliations across financial industry channels, including a broker-dealer, other investment advisers, an insurance company, and a real estate broker.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Mark Murray

    Mark Murray

    Investment AdvisorCRD 4284672

  • Brian Aylieff

    Brian Aylieff

    Director of ResearchCRD 4490085

  • Sara Matlock

    Sara Matlock

    Vice PresidentCRD 4023055

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

West Lake Hills, TX

Travis

Location

West Lake Hills, TX

Headquartered in West Lake Hills, TX, in the South of the United States.

Region
South
County
Travis
Address
900 S Capital Of Texas Hwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

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