GUZMAN WEALTH MANAGEMENT

Overview

Guzman Wealth Management is an independent, owner-operated Registered Investment Adviser structured as a limited liability company. The firm positions itself as a capital allocator for individual and family clients, with a clear preference for equity exposure delivered through exchange-traded instruments. Services include comprehensive financial planning, portfolio management across individuals, small businesses and institutions, pension consulting, and the selection of outside advisers. The firm also operates in brokerage-related activities—insurance brokering, accounting services and the sale of other financial products—which aligns with its use of annuities alongside investment products. All client assets reported are managed on a non-discretionary basis, meaning Guzman Wealth Management provides investment advice and model recommendations while clients retain trading authority. Fee arrangements are flexible: percentage-of-AUM, hourly billing, fixed fees and commission-based charges are all used depending on client needs. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices