Swartz Advisory LLC

Overview

Swartz Advisory LLC is an independent, individual-owned registered investment adviser focused on serving individuals and families with financial planning and portfolio management for individuals and small businesses. The firm charges fees based on a percentage of assets under management and hourly fees. It does not position itself as an ESG investor and is not operating as a multi-state adviser or pension consultant. Given its client base and fee model, the firm appears oriented toward bespoke planning and discretionary portfolio oversight for a small number of higher-balance clients. Investment activity is concentrated in public funds and mutual funds, with supplemental allocations to alternatives through third-party managers. The firm lists advisory activities limited to financial planning and portfolio management rather than broader institutional consulting or capital allocation services.

Assets & Accounts

Investments & Alternatives

Location & Offices