R5 Capital Management

RIASEC Registered
Total AUM
$15M
Discretionary
$0
0% of AUM
Avg account
$268K
Accounts
56
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
169098
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI80.62%
  • Individuals19.38%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

R5 Capital Management is an independent, LLC-structured registered investment adviser serving individual and family clients. Ownership is held by an individual principal rather than a firm or institutional owner. The firm combines portfolio management with financial planning and offers consulting work for small-business retirement arrangements. Its fee approach mixes an asset-based advisory fee with hourly charges for planning or project work. R5 does not highlight ESG investing in its program and is organized to operate within a single state rather than as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, US Government Bonds 28%, Public Funds/Mutual Funds 12%, Cash & Cash Equivalents 3%57%
  • Exchange Traded Equities57%
  • US Government Bonds28%
  • Public Funds/Mutual Funds12%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Stephen Ratchford

    Managing Member And Chief Compliance OfficerCRD 5445424

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth