SWAN CAPITAL MANAGEMENT, LLC

Overview

Swan Capital Management, LLC is an SEC-registered limited liability company (registered in 2012) that provides portfolio management services primarily to investment companies and institutional clients. The firm operates on a percentage-of-assets fee model and identifies its core activity as managing portfolios for pooled investment vehicles rather than offering retail financial planning or individual wealth management. Swan is not designated as a multi-state adviser, pension consultant, related adviser, or capital allocator, and it does not position itself as an active ESG investor. The firm’s classification is listed as unclassified and its industry affiliation is recorded as Other Investment Adviser, which aligns with a narrow, institutional focus. The ownership structure is indicated as a domestic entity/individual owner rather than a broad publicly held or multi-partner RIA network. Taken together, these attributes point to a compact advisory firm that likely concentrates on managing one or a few institutional mandates or funds rather than a large retail client franchise.

Assets & Accounts

Location & Offices