Swan Capital
Firm details
- Headquarters
- ,
- CRD number
- 305793
- Registered since
- April 27, 2023
- Website
- swan-capital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees
- Client types
- HNWI55.26%
- Individuals35.98%
- Pooled Investment Vehicles8.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesEducational Seminars / Workshops
Firm profile
FINTRXOverview
Swan Capital is an independent registered investment adviser that began SEC registration in 2023 and is organized as a limited liability company under individual ownership. Its client mix includes individuals and families as well as institutional investors. The firm provides financial planning and portfolio management for individuals, small businesses, and pooled investment vehicles, and it runs educational seminars and workshops. Swan Capital uses a mix of fee arrangements — percentage of AUM, fixed fees, commissions and performance-based fees — and it is not identified as an active ESG investor. Swan Capital also takes on sponsor/manager roles: it serves as a GP and managing member of pooled investment vehicles and acts as a sponsor and, according to filings, has ties to an insurance company. Although the firm is not described as a standalone capital allocator, its activities combine advisory services with operating and sponsoring private funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities14%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds1%
Contacts
3 of 6Andrew Mcnair
President and FounderCRD 6182740

Lucas Juery
Portfolio ManagerCRD 7563618
William Moy
Financial AdvisorCRD 7803408
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 133Active vs passive
$267M in ETFs
83%
$222M
<1%
$45.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND (VYMI) | Vanguard | Passive | Foreign Large Value | $27.8M | 283,514 | 10.42% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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