SUPERIOR FINANCIAL, LLC

RIASEC RegisteredEst. 2026
Total AUM
$112M
Discretionary
$112M
100% of AUM
Avg account
$291K
Accounts
385
Employees
1
Advisory reps
1

Firm details

Headquarters
ROCHESTER, Minnesota
CRD number
148326
Registered since
May 27, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI66.47%
  • Individuals33.53%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Superior Financial, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individuals and families and provides financial planning and portfolio management for individual clients and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Superior Financial does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Exchange Traded Equities 9%, Private Funds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%85%
  • Public Funds/Mutual Funds85%
  • Exchange Traded Equities9%
  • Private Funds2%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Contacts

1 of 1
  • PETER MELSNESS

    founder and principal ownerCRD 5130671

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ROCHESTER, MN

OLMSTED

Location

ROCHESTER, MN

Headquartered in ROCHESTER, MN, anchoring the Rochester-Austin, MN metro in the Midwest.

Metro area
Rochester-Austin, MN
Region
Midwest
County
OLMSTED
Address
3265 19th St NW
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth