STRATEGIC ASSET MANAGEMENT LLC.

RIASEC RegisteredEst. 2021
Total AUM
$218M
Discretionary
$218M
100% of AUM
Avg account
$937K
Accounts
233
Employees
11
Advisory reps
11

Firm details

Headquarters
ROCHESTER, Minnesota
CRD number
306384
Registered since
February 26, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI60.54%
  • Individuals38.09%
  • Charitable Organizations1.34%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Strategic Asset Management LLC is an independent, individual-owned registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm combines advisory services with insurance brokerage capabilities, and it charges clients through a mix of percentage-of-AUM and fixed fees. Strategic Asset Management became SEC-registered in 2021 and does not position itself as a capital allocator or pension consultant. It reports no active ESG investing program and is not organized as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 13%, Cash & Cash Equivalents 3%, US Government Bonds 1%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • KRISTEN MUELLER

    Founder and CEOCRD 5561155

Contacts

3 of 10
  • MONICA MIMS

    Investment Advisor RepresentativeCRD 7048561

  • David Willeumier

    Investment Advisor RepresentativeCRD 4782886

  • ADAM RAINEY

    Senior Financial PlannerCRD 6232758

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 286

Active vs passive

$58.9M in ETFs

Passive

81%

$47.4M

Active

19%

$11.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR(R) PORTFOLIO S&P 500 ETF (SPLG)State StreetPassiveLarge Blend$4.3M103,4747.38%

Location

Primary office

ROCHESTER, MN

OLMSTED

Location

ROCHESTER, MN

Headquartered in ROCHESTER, MN, anchoring the Rochester-Austin, MN metro in the Midwest.

Metro area
Rochester-Austin, MN
Region
Midwest
County
OLMSTED
Address
2434 Superior Dr NW
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth