SUNRISE FINANCIAL SERVICES LLC

RIASEC RegisteredEst. 2025
Total AUM
$151M
Discretionary
$151M
100% of AUM
Avg account
$222K
Accounts
682
Employees
5
Advisory reps
3

Firm details

Headquarters
Burien, Washington
CRD number
325955
Registered since
April 18, 2025
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CAPITAL GROUP | AMERICAN FUNDS
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals61.73%
  • HNWI38.27%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sunrise Financial Services LLC is an independent, individual-owned registered investment adviser that positions itself as a capital allocator for individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Sunrise also operates as an insurance broker, which aligns with its reported use of annuities as part of client solutions. Its fee model includes percentage-of-AUM charges alongside hourly and fixed-fee engagements. The adviser registered with the SEC in 2025 and identifies as not pursuing ESG strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 10%, Cash & Cash Equivalents 6%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents6%

Owners & executives

1 of 1
  • JANICE HAMMOND

    Founder and CEOCRD 5623949

Contacts

2 of 2
  • Jason Houghton

    Investment Adviser RepresentativeCRD 4540207

  • Shelly Maas

    Investment ConsultantCRD 2750543

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 192

Active vs passive

$166M in ETFs

Passive

53%

$88.1M

Active

46%

$77.5M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP DIVIDEND VALUE ETF (CGDV)American FundsActiveLarge Value$18.7M440,38311.31%

Location

Primary office

Burien, WA

KING

Location

Burien, WA

Headquartered in Burien, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
431 SW Ambaum Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth