SUNPOINTE INVESTMENTS

RIASEC RegisteredEst. 2020
Total AUM
$791M
Discretionary
$647M
82% of AUM
Avg account
$729K
Accounts
1,085
Employees
17
Advisory reps
12

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
282505
Registered since
April 1, 2020
Website
www.sunpointeinvestments.com
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI92.44%
  • Individuals4.59%
  • Charitable Organizations2.33%
  • Pension & Profit Sharing Plans0.64%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sunpointe Investments is an independent SEC-registered RIA that operates as a capital allocator for individual and family clients. Founded as an LLC and registered with the SEC in 2020, the firm combines financial planning with discretionary portfolio management and manager selection. Its advisory services span financial planning, portfolio management for individuals and small businesses, pension consulting work, and the selection of outside advisers. Compensation is a mix of percentage-of-AUM fees and fixed fees. The firm identifies itself as an active ESG investor and deploys third‑party managers alongside its in‑house strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 38%, Private Funds 8%, Cash & Cash Equivalents 6%, State & Local Bonds 1%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds38%
  • Private Funds8%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%

Owners & executives

2 of 2

  • Angela Pompian

    Chief Compliance Officer & Investment AdvisorCRD 6925673

  • MICHAEL POMPIAN

    Founder & Chief Investment OfficerCRD 1827742

Contacts

3 of 10

  • Matthew Zeigler

    Managing Director & Private Wealth AdvisorCRD 5488370

  • KYLE NEESE

    Registered RepresentativeCRD 6647866

  • LISA GREEN

    Investment AdvisorCRD 2373295

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 89

Active vs passive

$145M in ETFs

Passive

53%

$76.2M

Active

37%

$68.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$13.6M42,4439.40%
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Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
8301 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth