CLAYTON FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2015
Total AUM
$794M
Discretionary
$322M
41% of AUM
Avg account
$608K
Accounts
1,306
Employees
7
Advisory reps
3

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
226729
Registered since
June 2, 2015
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI94.07%
  • Individuals4.23%
  • Charitable Organizations1.71%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Clayton Financial Group, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in business since 2015. The firm is privately owned and serves both individual and family clients as well as institutional relationships. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and pension consulting. Clayton uses a mix of percentage-of-AUM and fixed fees and does not position itself as an ESG-focused allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Cash & Cash Equivalents 20%, Exchange Traded Equities 10%, State & Local Bonds 6%, US Government Bonds 2%, Investment Grade Corp Bonds 1%59%
  • Public Funds/Mutual Funds59%
  • Cash & Cash Equivalents20%
  • Exchange Traded Equities10%
  • State & Local Bonds6%
  • US Government Bonds2%

Contacts

3 of 3
  • Zachary Kratofil

    Managing DirectorCRD 6741561

  • KENNETH BOWER

    Managing DirectorCRD 2078620

  • MATTHEW BOWER

    Managing DirectorCRD 4335636

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 155

Active vs passive

$151M in ETFs

Passive

89%

$134M

Active

2%

$17M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$25.1M128,11116.69%

Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
165 N Meramec Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth