Sumo Capital, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
48
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
146310
Registered since
March 3, 2008

Firm profile

FINTRX

Overview

Sumo Capital, LLC is organized as a limited liability company with domestic entity and individual ownership. Public disclosure classifies the firm as “unclassified,” and the firm does not present itself as a capital allocator or as an active environmental, social, and governance investor. Filings indicate the adviser is not a multistate adviser, not a pension consultant, and is not identified as a related adviser to another registered entity. The firm has not provided detail about its client mix, fee schedule, or the specific advisory services it offers. There is likewise no provided information on investment mandates, sector or geographic preferences, or portfolio construction approach in the available record. Operationally, Sumo Capital reports two office locations but does not publish addresses or regional focus in the materials supplied. No affiliations, business activities, or awards are listed in the available disclosures.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • John Superson

    John Superson

    Founder & CEOCRD 2773349

  • William D'anna

    Chief Financial OfficerCRD 4744170

  • Stephane Chevillon

    Founder and CEOCRD 7890392

Contacts

3 of 45
  • Christina Thompson

    Christina Thompson

    Associate DirectorCRD 5720033

  • Michael Lockwood

    Proprietary TraderCRD 1195162

  • Janice Rohr

    Janice Rohr

    Operations ManagerCRD 1214438

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth