SUMMIT SECURITIES GROUP LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
44
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
159283
Registered since
June 6, 2012

Firm profile

FINTRX

Overview

Summit Securities Group LLC is a limited liability company that registered with the SEC in 2012. Filings indicate an owner structure described as a domestic entity/individual and the firm is classified as unclassified. Public disclosures show that Summit is not identified as a capital allocator, is not an active ESG investor, and is not designated as a multi‑state adviser. The firm has not provided detail on its fee model, client base, or specific advisory activities in the available summary.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • ELLIOT GULKOWITZ

    Chief Executive OfficerCRD 5552025

  • Akiva Nimchinsky

    Chief Financial OfficerCRD 5219594

  • FRANK DEMARTINO

    Chief Compliance OfficerCRD 1403655

Unlock 1 more executives

Contacts

3 of 40
  • Evelyn Cai

    Trading AnalystCRD 7932196

  • MAXIM LIPSHITZ

    Software EngineerCRD 6529311

  • DEAN POTASHNER

    Director of Options TradingCRD 4714520

Unlock 37 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 19

Active vs passive

$47.7M in ETFs

Passive

100%

$47.5M

Active

<1%

$191K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$34.6M59,90872.51%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Exchange Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth