SUMMIT FINANCIAL ADVISORS, INC.

RIASEC RegisteredEst. 2015

Total AUM

$199M

Discretionary

$198M

99% of AUM

Avg account

$468K

Accounts

426

Employees

Advisory reps

Firm details

Headquarters: MIDDLETOWN, Ohio
CRD number: 145007
Registered since: May 6, 2015
Website: www.sfadvisorsinc.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI85.57%
Individuals13.83%
Other0.59%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Summit Financial Advisors, Inc. operates as an independent registered investment advisor (RIA) and provides a range of financial services primarily to individuals and families. The firm specializes in financial planning, portfolio management for individuals and small businesses, and pension consulting services. Summit Financial Advisors, Inc. is structured as a corporation and has been registered with the SEC since 2015. The firm is not classified as a capital allocator and does not actively engage in ESG investing. It operates under a fee structure that includes a percentage of assets under management (AUM), fixed fees, and commissions.