SUMMERHAVEN INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- STAMFORD, Connecticut
- CRD number
- 289269
- Registered since
- September 12, 2017
- Website
- summerhavenim.com
- Custodians
- NORTHERN TRUST SECURITIES, INC.
- Fee structure
- Percentage of AUM
- Client types
- Other100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Summerhaven Investment Management, LLC is an SEC-registered LLC that began registration in 2017 and is owned by an individual. The firm operates primarily as an advisor providing portfolio management for businesses and institutions and is also identified with CPO/CTA activities. It charges clients on a percentage-of-AUM basis, does not self-identify as a capital allocator, and is not an active ESG investor. The adviser is not multi-state registered and is structured to manage discretionary institutional business.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities99%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2STEPHEN BOWLEY
Chief Financial OfficerCRD 5736736
BABU SONTI
Principal, Chief Compliance Officer, Chief Technology OfficerCRD 1775741
Contacts
2 of 2KLAZINUS ROUWENHORST
Head of ResearchCRD 5706292
KURT NELSON
PartnerCRD 2826565
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
STAMFORD, CT
FAIRFIELD
Location
STAMFORD, CT
Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 1266 E Main St
- Time zone
- ET (UTC-5)
- Office locations
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