GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC
Firm details
- Headquarters
- STAMFORD, Connecticut
- CRD number
- 339528
- Registered since
- January 6, 2026
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Guggenheim Investments Loan Advisors, LLC is a limited liability company that operates as an SEC-registered adviser (registration year listed as 2026) serving institutional clients. The firm is classified as a securitized asset fund and provides portfolio management for pooled investment vehicles and for businesses or institutional investors. Its stated fee model combines a percentage-of-assets under management component with performance-based fees. The firm is identified as an active ESG investor and is owned by a mix of domestic entities and individuals. The firm’s organizational footprint extends beyond pure advisory activity: filings list roles and affiliations that include broker-dealer relationships, other investment adviser functions, registered municipal advisor activity, registered security-based swap dealer work, commodity pool operator/commodity trading adviser (CPO/CTA) activity, insurance company relationships, pension consulting, real estate broker roles, and sponsorship or general partner/manager positions in pooled vehicles.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4THOMAS IANNARONE
Senior Managing DirectorCRD 6175273
DINA DILORENZO
Co-PresidentCRD 2664787
MARIA ROSEN
CRD 6055739
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
STAMFORD, CT
FAIRFIELD
Location
STAMFORD, CT
Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 300 First Stamford Pl
- Time zone
- ET (UTC-5)
- Office locations
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