Guggenheim Investments Loan Advisors, LLC

RIASEC RegisteredEst. 2026
Total AUM
$155M
Discretionary
$155M
100% of AUM
Avg account
$51.8M
Accounts
3
Employees
10
Advisory reps
4

Firm details

Headquarters
Stamford, Connecticut
CRD number
339528
Registered since
January 6, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Investments Loan Advisors, LLC is an LLC that operates as an investment manager focused on securitized asset strategies and pooled vehicles for institutional clients. The firm is structured to manage pooled investment products and provide portfolio management for businesses or institutions, charging both a percentage-of-AUM fee and performance-based fees. Its regulatory snapshot lists it as an SEC-registered adviser (registration year shown as 2026) and notes the firm is an active ESG investor. The firm is classified as a securitized asset fund rather than a broad capital allocator, and its ownership is described as domestic entity/individual. Its reported industry touchpoints include roles across sponsor/GP activity, broker-dealer relationships, registered municipal advisory and other service lines, suggesting the business sits inside a broader set of capital markets and sponsor functions rather than operating solely as a boutique standalone RIA.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Maria Rosen

    Chief Compliance OfficerCRD 6055739

Contacts

3 of 3
  • Thomas Iannarone

    Thomas Iannarone

    Senior Managing DirectorCRD 6175273

  • Dina Dilorenzo

    Dina Dilorenzo

    Co-PresidentCRD 2664787

  • Robert Zable

    CRD 2523524

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
300 First Stamford Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth