Guggenheim Investments Loan Advisors, LLC

RIASEC RegisteredEst. 2026
Total AUM
$155M
Discretionary
$155M
100% of AUM
Avg account
$51.8M
Accounts
3
Employees
10
Advisory reps
4

Firm details

Headquarters
Stamford, Connecticut
CRD number
339528
Registered since
January 6, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Investments Loan Advisors, LLC is a limited liability company that operates as an SEC-registered adviser (registration year listed as 2026) serving institutional clients. The firm is classified as a securitized asset fund and provides portfolio management for pooled investment vehicles and for businesses or institutional investors. Its stated fee model combines a percentage-of-assets under management component with performance-based fees. The firm is identified as an active ESG investor and is owned by a mix of domestic entities and individuals. The firm’s organizational footprint extends beyond pure advisory activity: filings list roles and affiliations that include broker-dealer relationships, other investment adviser functions, registered municipal advisor activity, registered security-based swap dealer work, commodity pool operator/commodity trading adviser (CPO/CTA) activity, insurance company relationships, pension consulting, real estate broker roles, and sponsorship or general partner/manager positions in pooled vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Maria Rosen

    Chief Compliance OfficerCRD 6055739

Contacts

3 of 3
  • Thomas Iannarone

    Thomas Iannarone

    Senior Managing DirectorCRD 6175273

  • Dina Dilorenzo

    Dina Dilorenzo

    Co-PresidentCRD 2664787

  • Robert Zable

    CRD 2523524

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
300 First Stamford Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth