SULLIVAN FINANCIAL, LLC
Firm details
- Headquarters
- ESSEX, Connecticut
- CRD number
- 121371
- Registered since
- July 25, 2024
- Website
- sullfin.com
- Custodians
- CHARLES SCHWAB & CO., INC., EMPOWER TRUST COMPANY, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.84%
- Individuals21.97%
- Pension & Profit Sharing Plans16.59%
- Corporations / Businesses5.45%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sullivan Financial, LLC is an independent, owner-operated Registered Investment Adviser organized as an LLC and SEC-registered in 2024. The firm positions itself as a multi-service advisory practice that also performs capital-allocation duties. Its client mix includes both individual and family clients as well as institutional relationships. Revenue and engagement models include percentage‑of‑AUM fees alongside hourly and fixed-fee arrangements, and the firm also performs insurance brokerage activity. Advisory services center on financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Sullivan Financial is not identified as an active ESG investor and does not report multi-state adviser status or related-adviser structure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities11%
- State & Local Bonds3%
- Cash & Cash Equivalents2%
Contacts
2 of 2Catherine Cusson
Registered AssociateCRD 7775117
MARY JANE SULLIVAN
Managing Partner, Financial PlannerCRD 5632328
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ESSEX, CT
MIDDLESEX
Location
ESSEX, CT
Headquartered in ESSEX, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- MIDDLESEX
- Address
- 15A Main St
- Time zone
- ET (UTC-5)
- Office locations
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