Stratton Capital Investment Advisory LLC

RIASEC RegisteredEst. 2025

Total AUM

$138M

Discretionary

$136M

98% of AUM

Avg account

$215K

Accounts

643

Employees

13

Advisory reps

11

Firm details

Headquarters: New York, New York
CRD number: 307491
Registered since: May 29, 2025
Website: stratton-capital.com
Custodians: CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC, INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM
Client types: HNWI54.49%
Individuals40.9%
Corporations / Businesses2.64%
Pension & Profit Sharing Plans1.97%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Stratton Capital Investment Advisory LLC is an SEC-registered limited liability company (registration year 2025) that provides fee-based portfolio management primarily to individuals, families and small businesses, with additional institutional relationships. The firm bills on a percentage-of-assets basis and focuses its advisory work on discretionary portfolio management. It identifies an owner of individual type and does not present itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Non-Investment Grade Corp Bonds29%
Public Funds/Mutual Funds24%
Investment Grade Corp Bonds23%
US Government Bonds16%
Cash & Cash Equivalents5%

Owners & executives

2 of 2

Marcelo Cabral
Founder & CEOCRD 2237540
Shinichiro Fukui Tamura
Chief Compliance OfficerCRD 4432895

Contacts

3 of 9

Paula Sander
Assistant TraderCRD 7800806
Claudio Di Pasquale Escobar
Investment Advisor RepresentativeCRD 7818171
Lin Shiow
PartnerCRD 2893018

Unlock 6 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 430 Park Ave
Time zone: ET (UTC-5)
Office locations

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