GARRISON BRADFORD & ASSOCIATES INC

RIASEC RegisteredEst. 1975
Total AUM
$138M
Discretionary
$138M
100% of AUM
Avg account
$1.4M
Accounts
96
Employees
3
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
105603
Registered since
August 29, 1975
Custodians
MORGAN STANLEY & CO. LLC, CHARLES SCHWAB & CO., INC., BEECH HILL SECURITIES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI93.13%
  • Individuals3.9%
  • Charitable Organizations1.74%
  • Pension & Profit Sharing Plans1.23%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Garrison Bradford & Associates Inc is an independent registered investment adviser organized as a corporation and SEC-registered since 1975. The firm is individually owned and focuses on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its advisory fees are charged as a percentage of assets under management, and the firm also operates as an insurance broker, which informs some of its product mix. The adviser does not portray itself as an ESG-focused manager, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, US Government Bonds 21%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 2%72%
  • Exchange Traded Equities72%
  • US Government Bonds21%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds2%

Contacts

3 of 3
  • PAUL AYALA

    Investment Adviser RepresentativeCRD 6423239

  • SHERLI LOOI

    Senior Vice PresidentCRD 6464703

  • WILLIAM BRADFORD

    Executive Vice President, Senior Portfolio ManagerCRD 4337039

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 10

Active vs passive

$9.2M in ETFs

Passive

76%

$7M

Active

24%

$2.2M

ETFProviderStyleCategoryValueShares% of portfolio
ABRDN GOLD ETF TRUST (SGOL)Aberdeen InvestmentsPassiveCommodities Focused$2.4M53,84026.17%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
445 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth