STRATEGIC FINANCIAL

RIASEC Registered

Total AUM

$73.4M

Discretionary

0% of AUM

Avg account

$520K

Accounts

141

Employees

Advisory reps

Firm details

Headquarters: THOUSAND OAKS, California
CRD number: 127924
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Hourly Charges, Fixed Fees
Client types: HNWI88.4%
Individuals9.49%
Pension & Profit Sharing Plans2.11%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Strategic Financial is an independent, corporately organized registered investment adviser owned by an individual and focused on serving individuals and families. The firm provides financial planning and portfolio management for individuals and small businesses and bills clients via hourly and fixed fees rather than percentage-based asset fees. Strategic Financial does not describe itself as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator to outside managers. Business activity is concentrated on advice and planning rather than large-scale institutional or retirement consulting. The firm’s operating footprint and service model are consistent with a small, relationship-oriented RIA that relies on direct client engagements rather than broad third-party distribution or delegated capital deployment.