FARRELL FINANCIAL, INC.

RIASEC Registered

Total AUM

$73.7M

Discretionary

$65.4M

89% of AUM

Avg account

$542K

Accounts

136

Employees

Advisory reps

Firm details

Headquarters: THOUSAND OAKS, California
CRD number: 134388
Custodians: ALTRUIST FINANCIAL LLC, CAPITAL CLIENT GROUP, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals66.51%
HNWI20.79%
Pension & Profit Sharing Plans12.7%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Farrell Financial, Inc. is an independent, individual-owned registered investment adviser that serves both individual and family clients and institutional clients. The firm acts as a capital allocator and provides fee billing on a percentage-of-AUM basis as well as hourly and fixed fees. Its business mix includes insurance brokerage alongside advisory services such as financial planning, portfolio management for individuals and small businesses, pension consulting, selection of other advisers, and educational seminars. Farrell Financial reports it is not an active ESG investor and is not registered as a multistate adviser.