Strata Wealth Advisors, LLC

RIASEC RegisteredEst. 2017
Total AUM
$886M
Discretionary
$886M
100% of AUM
Avg account
$922K
Accounts
961
Employees
14
Advisory reps
10

Firm details

Headquarters
Dallas, Texas
CRD number
285973
Registered since
April 21, 2017
Website
www.stratawealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.76%
  • Individuals6.02%
  • Pension & Profit Sharing Plans0.23%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Strata Wealth Advisors, LLC is an independent registered investment advisor organized as an LLC and SEC-registered in 2017. The firm serves individual and family clients, combining financial planning, portfolio management for individuals and small businesses, and pension consulting with insurance brokerage capabilities. Its client engagements are billed primarily as a percentage of assets under management or via fixed fees. The firm is not positioned as an in-house capital allocator and does not report active ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, US Government Bonds 3%, Other 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • Other2%

Owners & executives

3 of 3
  • Vyoma Patel

    Vyoma Patel

    Chief Compliance Officer & Director of OperationsCRD 5732264

  • Kenneth Painter

    Kenneth Painter

    Founder & Chief Exceutive OfficerCRD 4362164

  • Mark Whidby

    Mark Whidby

    Chief Investment OfficerCRD 2283428

Contacts

3 of 7
  • Brandon Cumba

    Brandon Cumba

    Director – Advisory ServicesCRD 6147073

  • Dusty Wallace

    Dusty Wallace

    PresidentCRD 4905581

  • Jeremy Curtis

    Jeremy Curtis

    Wealth AdvisorCRD 6047425

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 38

Active vs passive

$332M in ETFs

Passive

63%

$210M

Active

31%

$123M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF)SchwabPassiveForeign Large Value$60.9M1,155,13418.35%
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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
8750 N Central Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth