Probity Advisors, Inc.

RIASEC Registered

Total AUM

$859M

Discretionary

$858M

100% of AUM

Avg account

$751K

Accounts

1,144

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 121849
Registered since: October 3, 2002
Website: probityadvisors.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI61.88%
Individuals15.2%
Corporations / Businesses10.78%
Pension & Profit Sharing Plans10.63%
Charitable Organizations1.5%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Probity Advisors, Inc. is an independent registered investment adviser (SEC-registered in 2002) that manages portfolios for individual and family clients as well as institutional accounts. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting services, and produces periodicals and educational seminars. Its fee arrangements include a percentage-of-AUM model plus options for hourly and fixed fees. Probity identifies as an active ESG investor and maintains affiliations with another investment adviser and an insurance company; it relies on third-party managers for certain alternative strategies rather than acting as a capital allocator itself.