PROBITY ADVISORS, INC.

RIASEC RegisteredEst. 2002

Total AUM

$859M

Discretionary

$858M

100% of AUM

Avg account

$751K

Accounts

1,144

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 121849
Registered since: October 3, 2002
Website: probityadvisors.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI61.88%
Individuals15.2%
Corporations / Businesses10.78%
Pension & Profit Sharing Plans10.63%
Charitable Organizations1.5%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Probity Advisors, Inc. is an independent registered investment adviser formed in 2002 that serves both individuals/families and institutional clients. The firm offers advisory services on a fee basis (percentage of AUM, hourly, and fixed fees) and combines financial planning, portfolio management for individuals and small businesses, pension consulting, publication of periodicals/newsletters, and educational seminars. Probity identifies as an active ESG investor and positions itself as a hands-on adviser rather than a capital allocator or manager of pooled private funds; instead, it directs client assets into third‑party strategies when appropriate.