Stonington Drive Securities LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Short Hills, New Jersey
CRD number
287876
Registered since
August 21, 2017

Firm profile

FINTRX

Overview

Stonington Drive Securities LLC is an SEC-registered limited liability company that was formed in 2017. Public disclosures about the firm's business model and client focus are sparse: it is classified as "unclassified" in available records and lists ownership as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator, is not marked as an active ESG investor, and does not report activity as a multi-state adviser, pension consultant, or related adviser. There is no publicly listed information about its advisory services, fee schedule, or typical client types, which makes it difficult to characterize its positioning in the wealth-management market beyond its regulatory status and basic organizational attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Thomas Hopkins

    FinOpCRD 1835087

  • Dana Pawlicki

    Managing PartnerCRD 4918002

  • Daniel Rudgers

    Daniel Rudgers

    Senior Managing DirectorCRD 4107791

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Short Hills, NJ

Essex

Location

Short Hills, NJ

Headquartered in Short Hills, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Essex
Address
51 John F Kennedy Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth