STONECASTLE SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
131211
Registered since
September 28, 2004

Firm profile

FINTRX

Overview

Stonecastle Securities, LLC is organized as a limited liability company and has been SEC-registered since 2004. Ownership is listed as a combination of a domestic entity and an individual. The firm’s regulatory classification is recorded as unclassified. Available filings and the FINTRX snapshot flag a number of operational attributes: Stonecastle Securities is not identified as a capital allocator, it does not self-identify as an active ESG investor, it is not listed as a multi-state adviser, it is not newly formed, and it is not described as a pension consultant or a related adviser. The firm did not provide detail on its specific business activities or advisory offerings in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • LAWRENCE TAYLOR

    Managing DirectorCRD 2783181

  • JONATHAN STAMMELMAN

    ControllerCRD 4525427

  • SHANNON JEMMOTH

    Managing DirectorCRD 1603006

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth