Stites Financial Consulting

RIASEC Registered
Total AUM
$132M
Discretionary
$132M
100% of AUM
Avg account
$235K
Accounts
563
Employees
2
Advisory reps
2

Firm details

Headquarters
Wilton, California
CRD number
293058
Registered since
April 17, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI65.53%
  • Individuals32.5%
  • Corporations / Businesses1.97%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stites Financial Consulting is an independent registered investment adviser organized as a partnership and governed by an individual owner. The firm is SEC-registered (2025) and charges clients on a percentage-of-AUM fee basis. Its client mix spans wealthy individuals and families as well as institutional and business clients, with advisory work focused on portfolio management for individuals, small businesses, and institutions. The firm also operates as an insurance broker and lists affiliations with accountants and insurance companies. Stites does not position itself as a separate capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Other 5%, Public Funds/Mutual Funds 3%, US Government Bonds 2%, State & Local Bonds 1%, Cash & Cash Equivalents 1%88%
  • Exchange Traded Equities88%
  • Other5%
  • Public Funds/Mutual Funds3%
  • US Government Bonds2%
  • State & Local Bonds1%

Contacts

2 of 2
  • Shawn Stites

    CCOCRD 4316676

  • Kevin Stites

    Investment Advisor RepresentativeCRD 6718670

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Wilton, CA

Sacramento

Location

Wilton, CA

Headquartered in Wilton, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
Sacramento
Address
9516 Clay Station Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth