STERLING IMC

RIASEC Registered
Total AUM
$4.9M
Discretionary
$4.9M
100% of AUM
Avg account
$232K
Accounts
21
Employees
1
Advisory reps
1

Firm details

Headquarters
SYRACUSE, New York
CRD number
107706
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sterling Imc is a small, privately owned advisory corporation that manages portfolios for individuals and families. The firm bills clients on a percentage-of-assets-under-management basis and focuses on portfolio management for individuals and small businesses. It is not positioned as an ESG investor, does not identify as a multi-state adviser, and does not present itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • JAY CARTINI

    PresidentCRD 4936856

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

SYRACUSE, NY

ONONDAGA

Location

SYRACUSE, NY

Headquartered in SYRACUSE, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
ONONDAGA
Address
104 Jamesville Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth