OMC FINANCIAL SERVICES LTD

RIASEC RegisteredEst. 1987
Total AUM
$328M
Discretionary
$328M
100% of AUM
Avg account
$489K
Accounts
672
Employees
7
Advisory reps
4

Firm details

Headquarters
SYRACUSE, New York
CRD number
110528
Registered since
April 23, 1987
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI78.5%
  • Individuals21.5%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

OMC Financial Services Ltd is a small, independently owned advisory firm that has been SEC-registered since 1987 and focuses on portfolio management for individual and family clients and small businesses. The firm charges fees based on a percentage of assets under management and also offers hourly billing. According to its filings, OMC does not present itself as an ESG investor and is not registered as a multi-state adviser; its practice appears concentrated on a defined client base of individuals and families rather than institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 20%, US Government Bonds 2%, Cash & Cash Equivalents 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds20%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • CYNTHIA SCOTT

    PresidentCRD 734770

  • Brian Jennings

    Associate AdvisorCRD 7689738

  • JAMES CULLEN

    CCOCRD 5111669

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$30.1M in ETFs

Passive

100%

$30.1M

Active

0%

$90.4K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$15M34,80449.68%

Location

Primary office

SYRACUSE, NY

ONONDAGA

Location

SYRACUSE, NY

Headquartered in SYRACUSE, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.

Metro area
Syracuse-Auburn, NY
Region
Northeast
County
ONONDAGA
Address
5789 Widewaters Pkwy
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth