RIALTO WEALTH MANAGEMENT
Firm details
- Headquarters
- SYRACUSE, New York
- CRD number
- 319411
- Registered since
- April 1, 2022
- Website
- www.rialtowealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI83.7%
- Individuals11.34%
- Pension & Profit Sharing Plans4.38%
- Charitable Organizations0.58%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Rialto Wealth Management is an independent registered investment adviser formed as an LLC and SEC-registered in 2022. The firm serves both individual/family and institutional clients and operates under an ownership structure categorized as individual. Rialto offers fee arrangements that include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Its advisory capabilities span financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Rialto does not act as a capital allocator to external managers and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Public Funds/Mutual Funds12%
- US Government Bonds5%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Contacts
3 of 8Mariah Galletta
Associate Financial AdvisorCRD 7660874
KEVIN SULLIVAN
PartnerCRD 4348213
JESSE CRAMER
Vice President, Financial AdvisorCRD 7498021
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 326Active vs passive
$450M in ETFs
81%
$363M
13%
$86.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $33.7M | 426,768 | 7.50% |
Location
SYRACUSE, NY
ONONDAGA
Location
SYRACUSE, NY
Headquartered in SYRACUSE, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- ONONDAGA
- Address
- 126 N Salina St
- Time zone
- ET (UTC-5)
- Office locations
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