STERLING CAPITAL MANAGEMENT INC

RIASEC RegisteredEst. 1997

Total AUM

$297M

Discretionary

$227M

77% of AUM

Avg account

$765K

Accounts

388

Employees

Advisory reps

Firm details

Headquarters: BROOKFIELD, Wisconsin
CRD number: 106822
Registered since: March 24, 1997
Website: sterlingcapital.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI61.19%
Charitable Organizations20.24%
Individuals15.34%
Other1.31%
Corporations / Businesses1.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sterling Capital Management Inc is an independent, SEC-registered investment adviser and capital allocator serving both individuals/families and institutional clients. The firm combines traditional portfolio management and financial planning with third-party manager selection, and it operates as a registered representative of a broker-dealer and an insurance broker. Fee arrangements include a percentage of AUM, hourly and fixed fees, and the use of performance-based fees, which supports allocations to managers that charge incentive compensation. Investment activity centers on publicly traded equity exposure supplemented by targeted allocations to alternative strategies. The firm shows a clear preference for exchange-traded equities as its core liquid sleeve while acting as a selector and allocator to outside hedge fund and real estate managers for diversification and return enhancement. Sterling Capital Management Inc does not describe itself as an active ESG investor.