STEPHENSON AND COMPANY, INC.

RIASEC RegisteredEst. 2019

Total AUM

$447M

Discretionary

$353M

79% of AUM

Avg account

$681K

Accounts

656

Employees

Advisory reps

Firm details

Headquarters: SAN CLEMENTE, California
CRD number: 111453
Registered since: August 2, 2019
Website: www.stephensonfinancial.com
Custodians: CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI89.96%
Individuals9.33%
Charitable Organizations0.47%
Pension & Profit Sharing Plans0.24%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Stephenson And Company, Inc. is an independent registered investment adviser organized as a corporation and registered with the SEC in 2019. The firm serves primarily individual and family clients and combines portfolio management with financial planning and advisory services for small businesses. Its fee model is flexible — across percentage-of-AUM billing, hourly charges and fixed fees — and the firm describes itself as a capital allocator, directing client capital to third-party managers in addition to managing portfolios in-house. Service lines called out on filings include financial planning, discretionary portfolio management for individuals and small businesses, pension consulting and selection of other advisers. Stephenson And Company is not positioned as an ESG-focused manager and does not report multistate adviser status on its public filings.