Stephenson and Company, Inc.

RIASEC Registered
Total AUM
$447M
Discretionary
$353M
79% of AUM
Avg account
$681K
Accounts
656
Employees
5
Advisory reps
3

Firm details

Headquarters
San Clemente, California
CRD number
111453
Registered since
August 2, 2019
Website
www.stephensonfinancial.com
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.96%
  • Individuals9.33%
  • Charitable Organizations0.47%
  • Pension & Profit Sharing Plans0.24%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Stephenson and Company, Inc. is an independent registered investment adviser operating as a corporation that focuses on serving individual and family clients. The firm is registered with the SEC and registered in 2019. It describes itself as a capital allocator and offers a mix of fee arrangements (percentage of AUM, hourly, and fixed fees). Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting work, and the selection of outside advisers. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 11%, Cash & Cash Equivalents 5%, US Government Bonds 1%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$212M in ETFs

Passive

98%

$208M

Active

0%

$3.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$30.8M148,11814.53%
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Location

Primary office

San Clemente, CA

Orange

Location

San Clemente, CA

Headquartered in San Clemente, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
241 Avenida Del Mar
Time zone
PT (UTC-8)
Office locations

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