Stephenson And Company, Inc.
Firm details
- Headquarters
- San Clemente, California
- CRD number
- 111453
- Registered since
- August 2, 2019
- Website
- www.stephensonfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.96%
- Individuals9.33%
- Charitable Organizations0.47%
- Pension & Profit Sharing Plans0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Stephenson And Company, Inc. is an independent, SEC-registered investment adviser that operates as a capital allocator for individual and family clients. The firm offers financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The adviser is not positioned as an ESG-focused investor and is organized as a corporation with domestic ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities11%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Contacts
3 of 3
Riley Stephenson
Wealth AdvisorCRD 5948265
Collin Zines
Investment Adviser RepresentativeCRD 7069188
Bradley Stephenson
PresidentCRD 862866
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$211M in ETFs
99%
$209M
0%
$1.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $30.9M | 145,353 | 14.65% |
Location
San Clemente, CA
Orange
Location
San Clemente, CA
Headquartered in San Clemente, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 241 Avenida Del Mar
- Time zone
- PT (UTC-8)
- Office locations
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