STAR MOUNTAIN FUND MANAGEMENT, LLC

RIASEC RegisteredEst. 2014
Total AUM
$4.2B
Discretionary
$3.7B
88% of AUM
Avg account
$123M
Accounts
34
Employees
121
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
164728
Registered since
August 11, 2014
Custodians
EAST WEST BANK
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles84.67%
  • Business Development Companies9.27%
  • Corporations / Businesses6.06%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Star Mountain Fund Management, LLC is a private equity–focused manager that operates as both a sponsor/GP and a broker-dealer, primarily serving institutional clients. The firm runs multiple pooled investment vehicles and provides portfolio management for those funds as well as for businesses and institutions. Its business model combines traditional private fund management with broker-dealer capabilities and fee structures that include a percentage of AUM plus performance-based fees. Star Mountain is SEC-registered since 2014 and is not positioned as an ESG-focused or multi-state adviser by its filings. Investment activity centers on private equity strategies executed through the firm’s own private funds and through allocations to third‑party private equity managers. Structurally, Star Mountain acts as managing member and sponsor for pooled vehicles, positioning the firm to originate, manage and distribute private equity opportunities to institutional limited partners.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 4
  • BRETT HICKEY

    Chief Executive OfficerCRD 6104078

  • JOHN POLIS

    Chief Operating OfficerCRD 5130204

  • AUSTIN ERICSON

    General Counsel & Chief Compliance OfficerCRD 7658879

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Contacts

1 of 1
  • STEPHEN PARAS

    Managing DirectorCRD 2355096

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
140 E 45th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth