STABLEFORD CAPITAL LLC

RIASEC RegisteredEst. 2014

Total AUM

$305M

Discretionary

$282M

93% of AUM

Avg account

$1.2M

Accounts

254

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 173383
Registered since: November 7, 2014
Website: stablefordcapital.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI90.64%
Individuals6.54%
Pension & Profit Sharing Plans2.82%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Stableford Capital LLC is an independent registered investment advisor formed in 2014 and organized as an LLC. The firm serves primarily individual and family clients and offers a mix of financial planning and portfolio management services for both personal and small-business or institutional clients. Its stated advisory capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Compensation structures include assets-under-management fees, hourly charges, and fixed fees. The firm reports a preference for equities and relies heavily on exchange-traded securities in client portfolios. It is not identified as an active ESG investor. Although Stableford maintains offices in multiple states, its regulatory profile does not list it as a multi-state adviser.