AIM CAPITAL

RIASEC RegisteredEst. 2012

Total AUM

$309M

Discretionary

$278M

90% of AUM

Avg account

$684K

Accounts

452

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 165183
Registered since: October 4, 2012
Website: www.aimcapaz.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges
Client types: HNWI87.41%
Individuals9.01%
Charitable Organizations2.61%
Pension & Profit Sharing Plans0.97%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

AIM Capital is an independent registered investment adviser organized as a limited liability partnership and operating since 2012. The firm serves both individual/family and institutional clients and charges clients on a percentage-of-assets basis as well as by hourly fees. Advisory services reported on the filing include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. AIM Capital is not identified as an active ESG investor and does not report multi-state adviser status. The firm is not a capital allocator to external managers — instead it uses third-party alternative managers and traditional public funds in client portfolios. Custody and operational arrangements are handled through a primary custodian relationship (see Assets & Accounts).