St. James Investment Advisors, LLC
Firm details
- Headquarters
- Port Jefferson, New York
- CRD number
- 283880
- Registered since
- May 18, 2016
- Website
- stjamesia.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers88.39%
- HNWI6.46%
- Individuals2.74%
- Pension & Profit Sharing Plans2.4%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
St. James Investment Advisors, LLC is an SEC-registered investment adviser (registration year 2016) organized as an LLC and operating as an institutional RIA. The firm provides portfolio management for individuals, small businesses, and institutions, and offers pension consulting services. Its billing model is a percentage-of-AUM fee schedule. The firm reports an owner-operated structure (individual owner) and indicates it does not act as a capital allocator. St. James does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Non-Exchange Traded Equities39%
- Public Funds/Mutual Funds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Jennifer Abbonizio
Chief Compliance OfficerCRD 2493510
Contacts
3 of 4
John Spicciatie
Executive DirectorCRD 7068706
Matthew Wypyski
Investment Advisor RepresentativeCRD 4646706
Brian Mark
Co-Founder and Managing MemberCRD 3218604
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$23.9M in ETFs
96%
$22.9M
4%
$1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $6.5M | 86,510 | 27.21% |
Location
Port Jefferson, NY
Suffolk
Location
Port Jefferson, NY
Headquartered in Port Jefferson, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 414 Main St
- Time zone
- ET (UTC-5)
- Office locations
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