Horizon Financial
Firm details
- Headquarters
- West Henrietta, New York
- CRD number
- 305239
- Registered since
- September 13, 2019
- Website
- horizonfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals54.22%
- HNWI45.78%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Horizon Financial is an independent registered investment adviser organized as a corporation and SEC-registered since 2019. The firm is owned by an individual and serves primarily individual and family clients, with some relationships involving small businesses. Its advisory fees are charged as a percentage of assets under management and through fixed-fee engagements. Core services listed in filings are financial planning and portfolio management for individuals and small businesses. Horizon Financial reports it is not a capital allocator and it does not self-identify as an active ESG investor or a multi-state adviser. The firm operates with a discretionary footprint: its reported discretionary assets equal its total AUM, indicating client portfolios are managed under discretionary mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities18%
- US Government Bonds5%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Kenneth Blazick
Chief Investment OfficerCRD 5503456
Michael Congdon
Chief Executive Officer & Chief Compliance OfficerCRD 5497417
Contacts
3 of 8
Amanda Heagerty
Financial AdvisorCRD 6698102
Donald Kwarta
Financial AdvisorCRD 6804491
Jonathan Blazick
Financial AdvisorCRD 6896643
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$318M in ETFs
56%
$179M
12%
$138M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIRST TRUST NEW CONSTRUCTS CORE EARNINGS LEADERS ETF (FTCE) | First Trust | $50.7M | 1,871,663 | 15.96% |
Location
West Henrietta, NY
Monroe
Location
West Henrietta, NY
Headquartered in West Henrietta, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 5582 W Henrietta Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Eldridge Gp1 Advisers
RIANew York, NY
Madison Advisory Services, Inc.
RIAWhite Plains, NY
Nebari Partners, LLC
RIANew York, NY
Mana Advisors LLC
RIANew York, NY
Turnspire Capital Partners LLC
RIANew York, NY
St. James Investment Advisors, LLC
RIAPort Jefferson, NY