Horizon Financial
Firm details
- Headquarters
- West Henrietta, New York
- CRD number
- 305239
- Registered since
- September 13, 2019
- Website
- horizonfinancial.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals54.22%
- HNWI45.78%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Horizon Financial is an independent registered investment adviser, formed for SEC registration in 2019 and owned by an individual. The firm focuses on fee-based wealth management for individuals and families, offering financial planning and portfolio management services (including for small-business clients). Its fee model is a percentage of assets under management. Horizon does not present itself as an ESG-focused investor, is not multi-state registered, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities18%
- US Government Bonds5%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Kenneth Blazick
Chief Investment OfficerCRD 5503456
Michael Congdon
Chief Executive Officer & Chief Compliance OfficerCRD 5497417
Contacts
3 of 8
Mark Congdon
FounderCRD 1619131
Amanda Heagerty
Financial AdvisorCRD 6698102
Susan Congdon
OwnerCRD 6729146
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$261M in ETFs
57%
$148M
11%
$113M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIRST TRUST NEW CONSTRUCTS CORE EARNINGS LEADERS ETF (FTCE) | First Trust | $42.2M | 1,787,178 | 16.19% |
Location
West Henrietta, NY
Monroe
Location
West Henrietta, NY
Headquartered in West Henrietta, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 5582 W Henrietta Rd
- Time zone
- ET (UTC-5)
- Office locations
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