Springwater Advisors, LLC
Firm details
- Headquarters
- Corpus Christi, Texas
- CRD number
- 150034
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI55.98%
- Other42.65%
- Individuals1.15%
- Corporations / Businesses0.23%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Springwater Advisors, LLC is a privately owned limited liability company that operates as a small capital allocator serving both individual/family and institutional clients. The firm’s stated advisory activities center on portfolio management for individuals and small businesses and the selection of other advisers, indicating a mix of discretionary portfolio oversight and third‑party manager sourcing. Compensation is by a mix of percentage‑of‑AUM, fixed fees and other fee arrangements. The record provided does not specify the year of SEC registration. Springwater does not identify as an active ESG investor, is not described as a multi‑state adviser, and does not list pension consulting or related‑adviser status. Industry affiliations noted in the file include relationships with a broker‑dealer, an additional investment adviser, and an insurance company.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Exchange Traded Equities22%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds1%
Contacts
3 of 3Elizabeth Ragan
PartnerCRD 1191381

Phillip Plant
PartnerCRD 364393

Brent Holt
Financial AdvisorCRD 5454897
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Corpus Christi, TX
Nueces
Location
Corpus Christi, TX
Headquartered in Corpus Christi, TX, anchoring the Corpus Christi-Kingsville-Alice, TX metro in the South.
- Metro area
- Corpus Christi-Kingsville-Alice, TX
- Region
- South
- County
- Nueces
- Address
- 800 N Shoreline Blvd
- Time zone
- CT (UTC-6)
- Office locations
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