OAK TREE WEALTH MANAGEMENT

Overview

Oak Tree Wealth Management is an independent registered investment adviser organized as a limited liability company and owned by an individual principal. The firm focuses on individual and family clients and combines fee-based financial planning and portfolio management with insurance brokerage services. Its advisory offering includes portfolio management for individuals and small businesses, selection of third‑party advisers, and educational seminars and workshops. Fee arrangements are blended—percentage of assets under management, hourly charges and other fee types—which supports both ongoing advisory relationships and project-based work. Investment activity is equity‑tilted: filings show a clear preference for exchange‑traded equities and ETFs as the core sleeve of client portfolios. The firm also functions as a capital allocator, using third‑party managers for alternative exposures and supplementing public markets with annuities and mutual funds. Oak Tree Wealth Management is not an active ESG investor and does not present as a multi‑state RIA in its most recent filing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices