SPRING LAKE EQUITY MANAGEMENT LLC

RIASEC RegisteredEst. 2013
Total AUM
Avg account
$0
Accounts
0
Employees
3
Advisory reps
2

Firm details

Headquarters
BURLINGTON, Massachusetts
CRD number
167251
Registered since
May 15, 2013
Fee structure
Percentage of AUM
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spring Lake Equity Management LLC is a small, SEC-registered adviser formed in 2013 that focuses on managing pooled investment vehicles for institutional clients. It operates as a limited liability company with an owner type listed as a domestic entity and individual. The firm serves as an adviser and sponsor/manager of pooled funds, acting in roles that include general partner and managing member responsibilities. Its stated fee model is a percentage of assets under management, and it does not identify as an active ESG investor. Investment activity centers on private-market strategies rather than broad retail-oriented portfolio management. The firm is not designated as a multi-state adviser and is classified as unclassified in public records; it is also listed as a related adviser to other investment entities. These attributes point to a boutique manager that structures and runs pooled vehicles for a small set of institutional clients rather than offering mass-market advisory services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • ROBERT FORLENZA

    Managing PartnerCRD 6027309

  • CARMEN SCARPA

    Managing PartnerCRD 1551693

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BURLINGTON, MA

MIDDLESEX

Location

BURLINGTON, MA

Headquartered in BURLINGTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
1500 District Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth