RISK PARADIGM GROUP, LLC

RIASEC RegisteredEst. 2011
Total AUM
$116M
Discretionary
$116M
100% of AUM
Avg account
$237K
Accounts
488
Employees
7
Advisory reps
5

Firm details

Headquarters
BURLINGTON, Massachusetts
CRD number
155870
Registered since
April 8, 2011
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Risk Paradigm Group, LLC is an SEC-registered advisory firm that concentrates on portfolio management for both institutional clients and individuals/small businesses. The firm favors public mutual funds for core exposure while supplementing portfolios with third‑party hedge fund and real estate managers for alternative diversification. Fee arrangements are percentage‑of‑AUM, and the adviser operates with discretionary authority across its client accounts. Risk Paradigm Group, LLC is not positioned as a direct capital allocator; instead it sources alternative strategies through external managers and structures client portfolios around pooled and externally managed products. The firm does not identify as an active ESG investor and operates with a related‑adviser affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Cash & Cash Equivalents 7%93%
  • Public Funds/Mutual Funds93%
  • Cash & Cash Equivalents7%

Owners & executives

3 of 4
  • DAVID GATTI

    CIO & CEOCRD 2415422

  • ROBERT MCCAULEY

    Chief Financial OfficerCRD 6241700

  • MARIANN DUBE

    Chief Administrative OfficerCRD 2707770

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Contacts

1 of 1
  • JAMES PETERS

    Managing Director, Co-Chair Investment CommitteeCRD 1543053

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BURLINGTON, MA

MIDDLESEX

Location

BURLINGTON, MA

Headquartered in BURLINGTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
25 Burlington Mall Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth