SPRENG CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2017
Total AUM
$300M
Discretionary
$300M
100% of AUM
Avg account
$178K
Accounts
1,682
Employees
4
Advisory reps
3

Firm details

Headquarters
Bucyrus, Ohio
CRD number
119902
Registered since
March 15, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals50.93%
  • HNWI46.44%
  • Charitable Organizations2.63%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Spreng Capital Management, Inc. is an independent, SEC‑registered RIA formed in 2017 and owned by an individual principal. The firm serves both individual and family clients as well as institutional relationships, focusing on financial planning and discretionary portfolio management for individuals and small businesses. Its fee model combines a percentage of assets under management with the option for hourly billing. Spreng does not identify itself as a multi‑state adviser or a specialized capital allocator, and it does not flag ESG investing as an active practice. The firm lists an industry affiliation with accountants, which suggests coordination with tax and accounting professionals in client engagements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 18%, Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 5%, US Government Bonds 3%, State & Local Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities18%
  • Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%

Contacts

3 of 3
  • Anne Spreng-Cole

    Financial AdvisorCRD 7779847

  • THOMAS BROWN

    Financial AdvisorCRD 2755992

  • JAMES SPRENG

    Principal & FounderCRD 2899030

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$186M in ETFs

Passive

87%

$161M

Active

<1%

$25.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$44.9M68,78824.11%

Location

Primary office

Bucyrus, OH

CRAWFORD

Location

Bucyrus, OH

Headquartered in Bucyrus, OH, anchoring the Mansfield-Ashland-Bucyrus, OH metro in the Midwest.

Metro area
Mansfield-Ashland-Bucyrus, OH
Region
Midwest
County
CRAWFORD
Address
201 S Sandusky Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth