Spiderrock Exs, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
31
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
148743
Registered since
March 2, 2009

Firm profile

FINTRX

Overview

Spiderrock Exs, LLC is a limited liability company that has been registered with the SEC since 2009. FINTRX flags the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The snapshot available through FINTRX provides very little detail on strategy or client focus: the platform records that the firm is not a capital allocator, is not an active ESG investor, is not designated a multi-state adviser, and is not identified as a pension consultant or related adviser. Public-facing information about the firm’s advisory activities, fee schedule, and client segments is sparse. That limited disclosure makes it difficult to infer the firm’s target client profile, investment approach, or operational scale from the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Craig Iseli

    Craig Iseli

    Chief Operating OfficerCRD 5620710

  • Karl Jones

    Chief Compliance OfficerCRD 4572443

  • George Papa

    George Papa

    Chief Executive OfficerCRD 2595217

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Contacts

3 of 26
  • Patrick Read

    Patrick Read

    Director of Business DevelopmentCRD 4912726

  • Melissa Urbanski

    Melissa Urbanski

    DirectorCRD 4907742

  • Kevin Holbert

    Kevin Holbert

    Director of Business DevelopmentCRD 5189403

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
300 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth