Spencer Clarke LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
North Miami, Florida
CRD number
41316
Registered since
May 20, 1997

Firm profile

FINTRX

Overview

Spencer Clarke LLC is organized as a limited liability company and has been registered with the SEC since 1997. Regulatory filings classify the firm as "Unclassified" and list ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, is not marked as an active ESG investor, and does not report multi-state adviser status; it also is not listed as a pension consultant or a related adviser. Filings supply few details about the firm's client mix, fee schedules, or specific advisory offerings, so public disclosures emphasize legal structure and a handful of regulatory designations rather than an articulated investment philosophy or service model.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • Charles Smulevitz

    Charles Smulevitz

    Senior Compliance ManagerCRD 5099387

  • Laura Tanne

    Laura Tanne

    DirectorCRD 1789139

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

North Miami, FL

Miami Dade

Location

North Miami, FL

Headquartered in North Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1801 Ne 123rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth