Spencer Clarke LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
North Miami, Florida
CRD number
41316
Registered since
May 20, 1997

Firm profile

FINTRX

Overview

Spencer Clarke LLC is organized as a limited liability company and has been registered with the SEC since 1997. FINTRX lists the ownership as a combination of a domestic entity and an individual. The snapshot entry classifies the firm as "unclassified," and records indicate it is not set up as a capital allocator, not a multi-state adviser, not an active ESG investor, and not a pension consultant. The firm did not provide detail in the FINTRX snapshot about its advisory activities, client mix, or fee schedule. Publicly available FINTRX fields for related-adviser status and newly formed adviser status are negative — the firm is not marked as a related adviser and is not newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Jon Nixon

    Jon Nixon

    FounderCRD 4710715

  • Charles Smulevitz

    Charles Smulevitz

    Senior Compliance ManagerCRD 5099387

  • Laura Tanne

    Laura Tanne

    DirectorCRD 1789139

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

North Miami, FL

Miami Dade

Location

North Miami, FL

Headquartered in North Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1801 Ne 123rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth