SPENCER CLARKE LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
NORTH MIAMI, Florida
CRD number
41316
Registered since
May 20, 1997

Firm profile

FINTRX

Overview

Spencer Clarke LLC is a limited liability company that has been registered with the SEC since 1997. Public records list the owner type as a combination of a domestic entity and an individual and classify the firm as "Unclassified." Available data indicate the firm is not characterized as a capital allocator, is not active on ESG matters, is not a pension consultant, and is not listed as a related adviser or a newly formed adviser. The firm has not disclosed substantive information about its client segments, fee schedules, advisory services, investment philosophy, or portfolio construction in the dataset provided. There is a reporting inconsistency to note: the firm is shown as having multiple office locations in more than one state while simultaneously being flagged as not a multi-state adviser; that suggests either a data gap or differing definitions across filings.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 6
  • BARRY DORFMAN

    BrokerCRD 2440385

  • LAURA TANNE

    DirectorCRD 1789139

  • JON NIXON

    FounderCRD 4710715

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NORTH MIAMI, FL

MIAMI DADE

Location

NORTH MIAMI, FL

Headquartered in NORTH MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1801 NE 123rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth