Spectrum Advisors, Inc.
Firm details
- Headquarters
- Plano, Texas
- CRD number
- 114805
- Registered since
- July 15, 2022
- Website
- spectrumadvisors.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI53.75%
- Individuals46.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Spectrum Advisors, Inc. is an independent registered investment adviser that positions itself as a fee-for-service wealth manager for individuals and families. The firm is owned by an individual and registered with the SEC in 2022. Its service mix includes financial planning and portfolio management for individuals, small businesses, and institutional clients, as well as selecting outside managers and running educational seminars and workshops. Fee arrangements are flexible: percentage of assets under management, hourly charges, and fixed fees are all used. Spectrum identifies as a capital allocator but does not market itself as an ESG-focused or multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Public Funds/Mutual Funds9%
- Non-Exchange Traded Equities7%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Contacts
3 of 5
David Faulkner
PartnerCRD 4490886
Jon Reppert
Senior Partner, Financial AdvisorCRD 1474315
Zachary Norris
Director of Client ServiceCRD 6078527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$165M in ETFs
40%
$65.3M
25%
$100M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $26.6M | 347,425 | 16.09% |
Location
Plano, TX
Collin
Location
Plano, TX
Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Collin
- Address
- 2805 Dallas Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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