Spectrum Advisors, Inc.

RIASEC Registered
Total AUM
$160M
Discretionary
$160M
100% of AUM
Avg account
$180K
Accounts
890
Employees
9
Advisory reps
6

Firm details

Headquarters
Plano, Texas
CRD number
114805
Registered since
July 15, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.75%
  • Individuals46.25%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Spectrum Advisors, Inc. is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (registration recorded in 2022) and identifies as a capital allocator serving individual and family clients. Its service mix centers on financial planning and discretionary portfolio management for individuals, small businesses, and business or institutional clients. The firm also provides selection-of-other-advisers services and runs educational seminars and workshops. Fee arrangements include a percentage-of-AUM fee, hourly charges, and fixed fees. Spectrum is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Public Funds/Mutual Funds 9%, Non-Exchange Traded Equities 7%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Public Funds/Mutual Funds9%
  • Non-Exchange Traded Equities7%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$179M in ETFs

Passive

43%

$77.2M

Active

23%

$102M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$20.3M225,93511.33%

Location

Primary office

Plano, TX

Collin

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
2805 Dallas Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth