Peak American Investment Advisors, Inc.

RIASEC RegisteredEst. 2025
Total AUM
$162M
Discretionary
$162M
100% of AUM
Avg account
$232K
Accounts
700
Employees
10
Advisory reps
10

Firm details

Headquarters
Plano, Texas
CRD number
145056
Registered since
July 17, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals56.15%
  • HNWI43.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Peak American Investment Advisors, Inc. is a corporation operating as an independent registered investment adviser. The firm’s SEC registration date is listed as 2025. Ownership is a mix of a domestic entity and an individual, and its client focus is individuals and families. Advisory services emphasize financial planning and discretionary portfolio management for individuals and small businesses. Compensation is charged as a percentage of assets under management and through fixed fees. Regulatory filings indicate the firm does not characterize itself as an active ESG investor, is not identified as a multi-state adviser, and does not act as a capital allocator or pension consultant. The firm also notes an affiliation with an insurance company, which may inform product access or client service offerings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Public Funds/Mutual Funds 1%99%
  • Exchange Traded Equities99%
  • Public Funds/Mutual Funds1%

Owners & executives

1 of 1
  • Matthew Mcintyre

    Matthew Mcintyre

    Chief Executive OfficerCRD 5414253

Contacts

3 of 9
  • Scott Schwitzer

    Investment CounselorCRD 5654423

  • Lori Dunn

    Lori Dunn

    PresidentCRD 7062383

  • James Bassett

    James Bassett

    Vice President of SalesCRD 6445839

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Plano, TX

Collin

Location

Plano, TX

Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Collin
Address
2400 Dallas Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth