Spectrum Advisers, LLC

Overview

Spectrum Advisers, LLC is a small, independent RIA that focuses on financial planning and discretionary portfolio management for individuals, families and small businesses. The firm structures client relationships around fee-based work (percentage of AUM, hourly and fixed-fee engagements) and runs portfolios primarily through public mutual funds and other pooled public vehicles rather than a large slate of direct stock positions. Spectrum Advisers is not flagged as an active ESG investor and does not present as a multi-state or pension consultant adviser; its business activities emphasize individualized planning and portfolio management for private clients and smaller institutions. The firm reports an owner-operated structure and maintains a business affiliation as a real estate broker, which informs how it sources and places certain alternative exposures. While the firm is not described as a capital allocator in the sense of running its own external fund platform, it does work with third-party managers for real estate allocations and uses annuities as part of its planning toolset for clients who need guaranteed income or insurance-wrapped solutions.

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Public Holdings

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Location & Offices