Financial Planning Analysts, LLC
Firm details
- Headquarters
- Melville, New York
- CRD number
- 121338
- Registered since
- August 1, 2002
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.89%
- Corporations / Businesses19.11%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Planning Analysts, LLC is a small, owner-operated advisory firm organized as an LLC and registered in New York. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its business model combines advisory services with activities as a registered representative of a broker-dealer and insurance broker, and it charges fees on a percentage-of-AUM basis. The firm reports an equity preference and does not identify itself as an ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Cash & Cash Equivalents12%
Contacts
1 of 1Mark Brody
Managing MemberCRD 1475753
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Melville, NY
Suffolk
Location
Melville, NY
Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 734 Walt Whitman Rd
- Time zone
- ET (UTC-5)
- Office locations
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