SPEARHEAD ADVISORS, LLC

RIASEC Registered
Total AUM
$35.8M
Discretionary
$35.8M
100% of AUM
Avg account
$329K
Accounts
109
Employees
3
Advisory reps
4

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
316684
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI58.32%
  • Individuals26.74%
  • Corporations / Businesses14.94%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Spearhead Advisors, LLC is an independent, owner-operated RIA organized as an LLC that manages fees on a percentage-of-AUM basis. The firm serves both individual/family clients and institutional relationships and advertises core advisory capabilities that include financial planning, portfolio management for individuals and small businesses, and pension consulting. Spearhead does not characterize itself as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 35%, Exchange Traded Equities 32%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 1%35%
  • US Government Bonds35%
  • Exchange Traded Equities32%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4

  • Patrick McCann

    Portfolio ManagerCRD 7950244

  • Samantha Dalby

    Investment Advisor RepresentativeCRD 8238260

  • NICHOLAS PARDINI

    Managing MemberCRD 5902562

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
23 Corporate Plaza Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth