INNOVATIVE CAPITAL MANAGEMENT

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
130446

Firm profile

FINTRX

Overview

Innovative Capital Management is a privately held limited liability company owned by an individual and organized to manage pooled investment vehicles rather than serve a typical retail advisory roster. The firm is classified as an unclassified adviser and is listed as an “Other Investment Adviser,” which aligns with its primary activity of sponsoring private funds. It does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a pension consultant or related adviser. Investment activity is concentrated in hedge fund vehicles. Rather than reporting traditional advisory relationships or discretionary retail AUM, the firm channels capital through its private fund structures. That setup suggests its investment decisions and manager allocations are implemented at the fund level, using the flexibility hedge funds provide for leverage, shorting, derivatives and opportunistic allocations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • SCOTT PARENT

    President & Portfolio ManagerCRD 2628201

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
4100 Campus Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth