SPC
Firm details
- Headquarters
- Ann Arbor, Michigan
- CRD number
- 110692
- Registered since
- January 11, 1984
- Website
- www.sigma4clients.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals67.92%
- HNWI28.38%
- Corporations / Businesses3.11%
- Pension & Profit Sharing Plans0.46%
- Charitable Organizations0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
SPC is an independent registered investment adviser that has been SEC-registered since 1984. The firm serves both individual and family clients as well as institutional clients, offering a mix of financial planning and portfolio management services across retail and institutional segments. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars and workshops. SPC operates under a variety of fee arrangements — percentage-of-AUM, hourly, fixed fees and other structures — and maintains industry relationships with broker-dealers and insurance companies. It also provides pension consulting activity and selections of third-party advisers. SPC is not identified as an active ESG investor in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities25%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 11Randolph Pistor
Chief Legal OfficerCRD 5143334
Quincy Goudeau
CEOCRD 4446099
John Mcclellan
Chief Risk OfficerCRD 4016479
Contacts
3 of 465
Philip Lockwood
Registered RepresentativeCRD 5653964
Johnathan Larrison
Registered RepresentativeCRD 5676645
Brandon Grammatico
Registered RepresentativeCRD 5677371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 904Active vs passive
$2.8B in ETFs
78%
$2.2B
17%
$631M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $212M | 282,773 | 7.52% |
Location
Ann Arbor, MI
Washtenaw
Location
Ann Arbor, MI
Headquartered in Ann Arbor, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Washtenaw
- Address
- 300 Parkland Plz
- Time zone
- ET (UTC-5)
- Office locations
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