SPC

RIASEC RegisteredEst. 1984

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$231K

Accounts

26,433

Employees

471

Advisory reps

474

Firm details

Headquarters: ANN ARBOR, Michigan
CRD number: 110692
Registered since: January 11, 1984
Website: www.sigma4clients.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals67.92%
HNWI28.38%
Corporations / Businesses3.11%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

SPC is an independent registered investment adviser, organized as a corporation and SEC-registered since 1984. The firm advises both individual and institutional clients, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of sub‑advisers, and educational workshops. Its fee arrangements include percentage-of-AUM pricing as well as hourly and fixed fees. Investment activity centers on public market vehicles—mutual funds and ETFs serve as the primary building blocks of client portfolios. The firm does not self-identify as an active ESG investor and does not operate as a capital allocator; instead it relies on third‑party managers for alternative exposures and uses insurance products as part of its solution set. SPC maintains relationships with broker‑dealer and insurance counterparts and lists pension consulting among its industry affiliations.